Pravin Rao

Pravin Rao

Perkins Coie

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SEC Speaks 2016: Enforcement Agenda Goes Beyond Disclosure

At the annual “SEC Speaks” conference held February 19-20, 2016, in Washington, D.C., the U.S. Securities and Exchange Commission’s senior leadership reviewed the agency’s efforts and priorities in 2015 and previewed upcoming...more

2/23/2016 - Broker-Dealer Discovery Enforcement Actions FCPA Forum Selection Insider Trading Popular SEC Whistleblowers

Searching for Greener Pastures: SEC Insider Trading Enforcement in a Post-Newman Era

In United States v. Newman, the U.S. Court of Appeals for the Second Circuit dealt a substantial blow to federal prosecutors’ epic crackdown on insider trading by raising the bar for the government’s burden of proof in...more

12/17/2014 - Enforcement Actions Illegal Tipping Insider Trading Material Nonpublic Information Personal Benefit Popular Portfolio Managers Rule 10b-5 Securities Securities Fraud US v Newman

SEC Speaks: Agency Takes Back-To-Basics Approach In Face Of Changing Leadership, Congressional Mandates And New Technologies

The annual “SEC Speaks” conference, in which Securities and Exchange Commission (SEC) representatives review the agency’s efforts over the past year and preview the year to come, was held on February 22-23, 2013. A...more

2/25/2013 - CFTC Citigroup Crowdfunding Dodd-Frank Enforcement FINRA FSOC Funding Portal Insider Trading Investor Protection JOBS Act Mary Jo White SEC Whistleblowers

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