Pursuant to Title VII of the Dodd-Frank Wall Street Reform and Customer Protection Act (Dodd-Frank), the Commodity Futures Trading Commission (CFTC) has adopted a number of final regulations that require swap dealers (SDs)...more
2/6/2013 - CFTC Derivatives Dodd-Frank ISDA Major Swap Participants Protocol 2.0 Swap Clearing Swap Dealers Swaps Title VII
Today, Wednesday, January 2, 2013, the Commodity Futures Trading Commission (CFTC) announced that final rules pertaining to: (1) real-time reporting of swap transaction data; and (2) swap dealer registration requirements,...more
1/3/2013 - CFTC Registration Swap Dealers Swaps
On December 18, the Commodity Futures Trading Commission (CFTC), by private vote, adopted interim final rules (Interim Final Rules) to amend the compliance dates for previously issued final rules that establish external...more
12/24/2012 - Business Conduct Standards CFTC Compliance DF-Protocol Dodd-Frank ISDA Major Swap Participants Swap Dealers
On November 29 and December 4, the Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) issued a series of no-action letters that afford relief from registration as a...more
12/10/2012 - CFTC CPO Family Offices Fund of Funds Swap Dealers
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