The UK’s Financial Services Act 2012 (the Act) will come into force on 1 April 2013. On implementation, the Act will amend many of the UK’s existing financial services legislative measures and give effect to several of the...more
- EU European Commission Financial Conduct Authority Financial Services Act Financial Services Authority FSMA Prudential Regulation Authority
This newsletter highlights some of the key financial regulatory measures affecting the UK and EU during the period from 1 August to 14 December 2012.
In This Issue:
- Regulation of Banks and Investment...more
- Bank of England Basel III Conflicts of Interest EU Financial Services Authority Libor Private Investment Funds Short Sales UK Regulatory Reforms
In the space of a few days in mid-October, the Commodity Futures Trading Commission (the “CFTC”) published a number of Q&As and FAQs and the CFTC staff at the Division of Swap Dealer and Intermediary Oversight (the...more
- CFTC No-Action Letters Swap Dealers
JD Supra gets your content noticed, increases your visibility and makes your marketing efforts hassle free...
Learn More or Schedule a demo