Susan P. Serota at Pillsbury Winthrop Shaw Pittman LLP

Preparing Participant-Directed Retirement Plans for the 2013 Annual Fee Disclosures

The Employee Retirement Income Security Act of 1974 (“ERISA”) requires participant-directed retirement plans to provide participants with in-depth disclosures of the plan’s fees, expenses, and investment performance on an...more

5/9/2013 - Disclosure Requirements ERISA Fees Retirement Plan

Doing Business in the U.S.

In This Issue: - Preface - Chapter 1 Choice Of A Business Entity - Chapter 2 Introduction To Federal Securities Laws - Chapter 3 From Let’S Go Shopping To Closing: U.S. M&A Process - Chapter 4...more

4/17/2013 - Anti-Bribery Anti-Money Laundering Antidumping Duties Commercial Real Estate Market Corporate Governance Corporate Taxes Dodd-Frank Environmental Policies FCPA FLSA Incentives LLC Partnerships Proxy Voting Guidelines Regulation FD Renewable Energy Reporting Requirements Sarbanes-Oxley SEC Securities Exchange Act Tax Liability

SEC Approves NYSE and Nasdaq Independence Standards for Compensation Committees and Advisers

New listing standards for publicly traded companies require board compensation committees composed of directors that satisfy new independence standards by the first annual meeting after January 15, 2014, or, if earlier,...more

2/11/2013 - Compensation Committee Conflicts of Interest Listing Standards NYSE SEC

Limiting Private Equity Fund Exposure to the ERISA Obligations of Portfolio Companies

In welcome news for private equity (“PE”) funds, a recent district court opinion determined that two PE funds and their bankrupt portfolio company were not a “controlled group” and thus the PE funds were not responsible for...more

11/26/2012 - ERISA PBGC Private Investment Funds

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Susan P. Serota

Pillsbury Winthrop Shaw Pittman LLP

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