In Principle: 10 Things Authorised Firms Need to Know for 2018 – The World of Financial Regulation as the UK Prepares to Exit the EU

Joe Hewton, Helen Marshall, Ezra Zahabi
Akin Gump Strauss Hauer & Feld LLP
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There is much for authorised firms to consider in the year ahead. Firms have been through the intensive period of the enactment of the second Markets in Financial Instruments Directive (MiFID II), but must now step up their work on implementation of the General Data Protection Regulation (GDPR) and transition to the extension of the Senior Managers and Certification Regime (SMCR). The Brexit leave date of 29 March 2019 is fast approaching, and we can only hope that we will enter 2019 with greater certainty than 2018 as to how the regulatory landscape will look.

In this publication, we focus on 10 key issues that authorised firms should have at the forefront of their minds as they enter 2018...

Please see full publication below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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