2020 and Q1 2021 Developments And Annual Compliance Checklists

Summaries of recent legislative and regulatory developments with respect to:

•The SEC’s Examination Priorities for 2021-

•The SEC’s Focus on Digital Asset Securities-

•The SEC’s New Marketing Rule...

Please see full publication below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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