Corporate and Financial Weekly Digest - Volume IX, Issue 22

In this issue:

- Delaware Legislation Banning Fee-Shifting in Bylaws and Charters

- CFTC Proposes to Amend De Minimis Threshold for Swaps with Utility Providers

- CFTC Grants Recordkeeping Relief for Certain SEF and DCM Members

- CFTC Seeks Additional Comments on Position Limits for Physical Commodity Derivatives

- Eleventh Circuit Defines “Instrumentality” Under the FCPA

- Eleventh Circuit Clarifies Loss Amount Calculation for Securities Fraud Sentencing

- Second Circuit Holds Mandatory Broker Dealer Arbitration Not Available to Non-Customer

- Excerpt from CFTC Proposes to Amend De Minimis Threshold for Swaps with Utility Providers:

The Commodity Futures Trading Commission has proposed to amend the “special entity” de minimis exception from swap dealer designation to exclude certain swaps with public utility providers. The proposed regulations are substantively similar to no-action relief issued by the CFTC’s Division of Swap Dealer and Intermediary Oversight on March 21.

Please see full newsletter below for more information.

LOADING PDF: If there are any problems, click here to download the file.


DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Katten Muchin Rosenman LLP | Attorney Advertising

Written by:

more+
less-

Katten Muchin Rosenman LLP on:

Reporters on Deadline

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:

Sign up to create your digest using LinkedIn*

*With LinkedIn, you don't need to create a separate login to manage your free JD Supra account, and we can make suggestions based on your needs and interests. We will not post anything on LinkedIn in your name. Or, sign up using your email address.
×
Loading...
×
×