Although the SEC’s final rule relaxing the ban on general solicitation in certain Rule 506 offerings and Rule 144A offerings was highly anticipated, the final rule leaves open or raises a number of interesting questions.
Below, we provide our perspective on a number of these based on the final rule...
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Topics: Accredited Investors, Advertising, Dodd-Frank, General Solicitation, Marketing, Private Placements, Regulation D, Rule 144A, Rule 506 Offerings, SEC
Published In: Communications & Media Updates, Finance & Banking Updates, Securities Updates
DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.
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