The Securities and Exchange Commission (SEC) proposed significant changes to the regulation of securities trading systems that use non-firm trading interest and alternative trading systems (ATSs) that trade government...more
On January 26, 2022, the Securities and Exchange Commission (SEC) proposed amendments to private fund reporting rules that would increase the information required to be reported to the SEC on Form PF and the frequency of...more
2/4/2022
/ Comment Period ,
Disclosure Requirements ,
Form PF ,
FSOC ,
Hedge Funds ,
Investment Adviser ,
Investment Funds ,
Money Market Funds ,
Private Equity Funds ,
Proposed Rules ,
Securities and Exchange Commission (SEC)
On December 23, 2020, the Securities and Exchange Commission (SEC or Commission) issued a statement (Statement) regarding the custody of digital assets that are “securities” under the federal securities laws. The Statement...more