Alexander Gavis

Alexander Gavis

Eversheds Sutherland (US) LLP

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SEC takes on AI use by investment advisers and broker-dealers - Some big questions about where we are headed

The US Securities and Exchange Commission (SEC) is holding an open meeting this Wednesday to consider whether to propose new and amended rules under the Securities Exchange Act of 1934 and the Investment Advisers Act of 1940...more

7/26/2023  /  Artificial Intelligence , Broker-Dealer , Conflicts of Interest , Investment Adviser , Investment Advisers Act of 1940 , Securities and Exchange Commission (SEC) , Securities Exchange Act of 1934
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