Alexander Radisich

Orrick, Herrington & Sutcliffe LLP

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SEC Extends Compliance Deadline for Certain Aspects of Liquidity Risk Management Programs Under the Investment Company Act

On February 22, 2018, the Securities and Exchange Commission (“SEC“) announced that it is adopting an interim final rule that provides a six-month extension for compliance with certain requirements of Rule 22e-4 regarding a...more

3/8/2018 / ETFs , Investment Company Act of 1940 , Liquidity Risk Management Rule , Securities and Exchange Commission (SEC)

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Alexander Radisich

Orrick, Herrington & Sutcliffe LLP

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Latest Posts › ETFs

SEC Extends Compliance Deadline for Certain Aspects of Liquidity Risk Management Programs Under the Investment Company Act

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