Andrew Van Houter

Andrew Van Houter

Faegre Drinker Biddle & Reath LLP

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FINRA Is Conducting a Targeted Exam of “Crypto Assets”

Riding the coattails of recent news, FINRA announced on November 14th that it is conducting a targeted exam of firm practices regarding retail communications concerning “Crypto Asset” products and services....more

12/6/2022  /  Blockchain , Broker-Dealer , Cryptoassets , Cryptocurrency , Financial Industry Regulatory Authority (FINRA) , Regulatory Agenda , SEC Examination Priorities , Securities and Exchange Commission (SEC) , Securities Regulation , Virtual Currency
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