The year 2019 has been something of a mixed bag for the UK’s criminal and regulatory authorities. While the Serious Fraud Office (“SFO”) and Financial Conduct Authority (“FCA”) appear to have taken involuntary sabbaticals...more
12/23/2019
/ Alstom ,
Bribery ,
Compliance ,
Corporate Counsel ,
Corruption ,
Criminal Conspiracy ,
Criminal Prosecution ,
Deferred Prosecution Agreements ,
Enforcement Actions ,
Enforcement Statistics ,
Financial Conduct Authority (FCA) ,
Forfeiture ,
Freezing Order ,
GlaxoSmithKline ,
Insider Trading ,
Rolls-Royce ,
Serious Fraud Office (SFO) ,
Tesco ,
UK ,
UK Criminal Finances Act 2017 ,
Unexplained Wealth Orders (UWOs) ,
White Collar Crimes
On 9 July 2019, the Financial Conduct Authority (“FCA”) released its Enforcement Annual Performance Report for 2018/19 (the “Report”). Complementing the wider FCA Annual Report, it provides an overview of the FCA’s...more