Astrid Ackerman

Astrid Ackerman

Herbert Smith Freehills Kramer

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SEC Issues $20 Million Fine and Cease-and-Desist Order for Stock Buybacks While in Merger Negotiations

In a recent settled administrative proceeding, the Securities and Exchange Commission (SEC or the Commission) imposed a $20 million fine and a cease-and-desist order on Andeavor LLC, a Texas energy company, in connection with...more

11/4/2020  /  10b5-1 Plans , Corporate Governance , Internal Controls , Merger Agreements , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Share Buybacks
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