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SEC Adopts Mandatory Electronic Filing for Form 144

IN SHORT - The Situation: The Securities and Exchange Commission ("SEC") adopted amendments that will mandate the electronic submission of certain documents, including Form 144, the form filed by insiders in connection...more

SEC Proposes Modernization and Simplification of Regulation S-K

The Situation: In an effort to reduce compliance and cost burdens, the SEC has proposed amendments to some of the rules and forms associated with Regulation S-K. The Result: The proposed modifications relate to property...more

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