Brett Cooper

Orrick, Herrington & Sutcliffe LLP

+ Follow Contact

Latest Posts › Reporting Requirements

Share:

SEC Considers Revising Foreign Private Issuer Definition

The Securities and Exchange Commission (SEC) issued a concept release seeking public comment by September 8, 2025, on its definition of “foreign private issuer” (FPI). The SEC indicated that a review is warranted due to...more

6/24/2025 / Capital Markets , Corporate Governance , Disclosure Requirements , Foreign Investment , Foreign Private Issuers , Regulatory Reform , Regulatory Requirements , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Regulation

What You Need to Know About the SEC's Final Clawback Rules

On October 26, 2022, the Securities and Exchange Commission (“SEC”) adopted final rules, first proposed by the SEC in 2015, requiring the recoupment of erroneously awarded incentive compensation received by current and former...more

11/3/2022 / Beneficial Owner , Clawbacks , Financial Reporting , Incentive Compensation , Listing Standards , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Exchange Act

Conflict Minerals Disclosure for Calendar Year 2015: "Conflict Undeterminable" Generally No Longer Permitted

The "DRC Conflict Undeterminable" determination, widely employed in conflict minerals reports to date, will not be permitted for issuers (other than small companies) reporting in 2016 on activities in calendar year 2015. At...more

9/30/2015 / Compliance , Conflict Mineral Rules , Due Diligence , Grace Period , IPSA , Publicly-Traded Companies , Reporting Requirements , Securities and Exchange Commission (SEC)

3 Results

View per page

Page: of 1