Brian Kowalski

Brian Kowalski

Latham & Watkins LLP

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Latham Texas Private Funds Breakfast Series Navigating 2025 Exam Priorities Private Fund Advisers

This winter, Latham’s Investment Funds Practice provided guidance on the Securities and Exchange Commission’s (SEC) 2025 examination priorities for private fund advisers in the latest installment of the Private Funds...more

2/27/2025  /  Artificial Intelligence , Cybersecurity , Fees , Fiduciary Duty , Information Security , Investment Funds , Private Funds , Regulatory Agenda , Securities and Exchange Commission (SEC)

SEC Speaks Conference 2016: Key Takeaways for Public Companies

Senior SEC enforcement staff “Speaks” to the division’s performance in 2015 and identifies priorities for 2016. Senior members of the Enforcement Division of the US Securities and Exchange Commission (SEC) gathered on...more

2/29/2016  /  Administrative Proceedings , Cooperation , Cybersecurity , Department of Justice (DOJ) , Foreign Corrupt Practices Act (FCPA) , Insider Trading , Securities and Exchange Commission (SEC) , Whistleblowers
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