Brian McGrady, Jr.

Brian McGrady, Jr.

Dechert LLP

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Financial Services Quarterly Report - Fourth Quarter 2015: Is the U.S. SEC IM Guidance Update Initiative Becoming a Thing of the...

Over the past three years, the Division of Investment Management (Division) of the U.S. Securities and Exchange Commission (Commission) has provided informal guidance and interpretations regarding issues of relevance to the...more

12/28/2015  /  Cybersecurity , Division of Investment Management , Escheat , Guidance Update , Investment Management , Meals-Gifts-and Entertainment Rules , Registered Investment Advisors , Securities and Exchange Commission (SEC)
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