Brian Rafferty

Brian Rafferty

Akin Gump Strauss Hauer & Feld LLP

Contact
View Bio
RSS

Latest Posts › Fund Managers

Share:

2023 Compliance Developments and Calendar for Private Fund Advisers

INTRODUCTION - Registered investment advisers to private funds clients are required to make filings with the Securities and Exchange Commission (SEC) each year and deliver certain information to their clients. In...more

2/20/2023  /  Broker-Dealer , CFTC , Commodity Trading Advisors (CTAs) , CPOs , Form ADV , Fund Managers , Investment Adviser , Private Funds , Securities and Exchange Commission (SEC)

The SEC’s Multipronged Focus on Advisory Fees—Implications for Private Fund Managers

Any doubts over whether the U.S. Securities and Exchange Commission considers advisory fees to be a focus area for 2022 were dispelled over the past several weeks. In four separate public statements, the SEC and the Staff of...more

12/1/2021  /  Broker-Dealer , Capital Markets , Fees , Fund Managers , Investment Adviser , Private Funds , Registered Investment Advisors , Risk Alert , Securities and Exchange Commission (SEC)
2 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide