Brian Short

Brian Short

Ballard Spahr LLP

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SEC Modernizes Beneficial Ownership Reporting Rules

Summary - On October 10, 2023, the Securities and Exchange Commission (SEC) adopted amendments to the rules governing beneficial ownership reporting under Sections 13(d) and 13(g) of the Securities Exchange Act of 1934...more

10/27/2023  /  Anti-Corruption , Beneficial Owner , Disclosure Requirements , Filing Deadlines , Reporting Requirements , Schedule 13D , Schedule 13G , Securities and Exchange Commission (SEC) , Securities Exchange Act of 1934 , Securities Regulation

SEC Proposes Rule Amendments to Modernize Beneficial Ownership Reporting

Summary - The Securities and Exchange Commission (SEC) is proposing to amend certain rules that govern beneficial ownership reporting. The proposed amendments include comprehensive changes to Regulation 13D-G and...more

2/25/2022  /  Beneficial Owner , Proposed Amendments , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Regulation
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