Cherie Weldon

WilmerHale

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Latest Posts › Regulation NMS

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SEC Adopts Significant Changes to Regulation ATS

On July 18, 2018, the Securities and Exchange Commission (SEC or Commission) voted unanimously to adopt significant amendments to Regulation ATS (Reg ATS). The amendments, which impose heightened public disclosure...more

9/12/2018 / Amended Regulation , EDGAR , National Market System (NMS) , Regulation ATS , Regulation NMS , Securities and Exchange Commission (SEC)

SEC Proposes Transaction Fee Pilot for NMS Stocks

On March 14, 2018, the Securities and Exchange Commission (SEC) proposed Rule 610T of Regulation NMS under the Securities Exchange Act of 1934 to conduct a pilot program (Pilot) to study the effect of equity exchange...more

3/28/2018 / Federal Pilot Programs , Regulation NMS , Securities and Exchange Commission (SEC) , Securities Exchange Act , Transaction Fees

SEC's Equity Market Structure Advisory Committee Considers an Access Fee Pilot and Changes to the Regulation of Trading Venues

On April 26, 2016, the Equity Market Structure Advisory Committee (EMSAC or Committee) held its fourth meeting at the Securities and Exchange Commission (Commission or SEC) in Washington DC. The Committee is considering...more

5/13/2016 / Equity Markets , Immunity , Liquidity , Regulation NMS , SEC Advisory Committee , Securities and Exchange Commission (SEC) , SRO

SEC's Equity Market Structure Advisory Committee Considers Market Volatility and Customer Issues

The Equity Market Structure Advisory Committee (EMSAC or Committee) held its third meeting at the Securities and Exchange Commission (Commission or SEC) in Washington DC on February 2, 2016. The Committee is considering...more

3/1/2016 / Broker-Dealer , Conflicts of Interest , Equity Markets , Liquidity , Market Participants , Regulation NMS , SEC Advisory Committee , Securities and Exchange Commission (SEC)

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