Cheryl Haas

Cheryl Haas

McGuireWoods LLP

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Variable Annuities Are Retirement Investment Product of Interest in SEC’s 2016 Examination Priorities

As we discussed yesterday, the Securities and Exchange Commission’s (SEC’s) Office of Compliance Inspections and Examinations (OCIE) released its examination priorities for 2016 on January 11 (the “Examination Priorities”)....more

1/13/2016  /  Defined Contribution Plans , Examination Priorities , Financial Industry Regulatory Authority (FINRA) , Investment Funds , OCIE , Retirement , Securities and Exchange Commission (SEC) , Variable Annuities
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