Christina Thomas

Christina Thomas

Mayer Brown

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SEC Adopts Interim Final Rules to Implement the Holding Foreign Companies Accountable Act

On March 24, 2021, the US Securities and Exchange Commission (SEC) adopted interim final rules to implement portions of the Holding Foreign Companies Accountable Act (the HFCA Act), which was signed into law by President...more

3/31/2021  /  Audits , China , Corporate Governance , Disclosure Requirements , Interim Final Rules (IFR) , PCAOB , Publicly-Traded Companies , Regulatory Reform , Sarbanes-Oxley , Securities and Exchange Commission (SEC)

SEC Division of Corporation Finance Publishes Disclosure Considerations for China-based Issuers

The US Securities and Exchange Commission (SEC) Division of Corporation Finance published CF Disclosure Topic No. 10 (the disclosure topic) on November 23, 2020. The disclosure topic provides guidance to China-based Issuers:...more

12/1/2020  /  China , Disclosure Requirements , Emerging Markets , Foreign Issuers , Investor Protection , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Regulation
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