Christopher Gallagher

Christopher Gallagher

BakerHostetler

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FINRA Offers Regulatory Road Map for 2013

On January 11, 2013, the Financial Industry Regulatory Authority (FINRA) issued its annual Regulatory and Examination Priorities Letter (Priorities Letter) to member firms, which highlights its primary areas of focus for the...more

2/7/2013  /  Algorithmic Trading , Cybersecurity , Financial Industry Regulatory Authority (FINRA) , High Frequency Trading , Insider Trading , Private Placements , Securities , Securities and Exchange Commission (SEC) , SIFMA
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