Christopher Hubbert

Christopher Hubbert

Kohrman Jackson & Krantz LLP

Contact
View Bio
RSS

Latest Posts › Compliance

Share:

OTC Markets Launches New Market Tier: OTC Pink Companies Must Act Now to Avoid Downgrade

Starting July 1, 2025, the OTC Markets Group will introduce OTCID Basic Market, replacing the current Pink Current tier. The OTC believes that this change will enhance transparency and provide investors with clearer insights...more

3/24/2025  /  Capital Markets , Compliance , Disclosure Requirements , Investors , Publicly-Traded Companies , Regulatory Requirements , Reporting Requirements , Securities Regulation , Shareholders , Transparency

SEC Increases Oversight of Investment Advisers to Private Equity Funds and Hedge Funds with New Rules

SEC APPROVES NEW RULES IMPACTING INVESTMENT ADVISERS AND FUNDS - On Wednesday, August 23, 2023, the Securities and Exchange Commission (SEC) voted 3-2 along party lines to approve new rules and rule amendments under the...more

8/28/2023  /  Audits , Compliance , Final Rules , Financial Statements , Hedge Funds , Investment Adviser , Investment Advisers Act of 1940 , Private Equity Funds , Regulatory Oversight , Securities and Exchange Commission (SEC)
2 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide