The Securities and Exchange Commission (SEC) recently charged Keurig Dr Pepper Inc. with making inaccurate statements about the recyclability of its K-Cup single-use beverage pods in violation of securities laws. The case...more
ELON’S MUSK TUMULTUOUS HISTORY WITH THE SEC -
Tesla’s colorful CEO, Elon Musk, has a history of feuding with the Securities and Exchange Commission (SEC), and it looks like the fight isn’t over. In 2018, the SEC...more
3/31/2022
/ 10b5-1 Plans ,
Corporate Monitoring ,
Elon Musk ,
Enforcement Actions ,
Financial Markets ,
Securities and Exchange Commission (SEC) ,
Securities Fraud ,
Securities Violations ,
Social Media ,
Stock Prices ,
Tesla ,
Twitter
The Securities and Exchange Commission (SEC) has not hesitated to conclude that crypto assets are securities subject to the Securities Act of 1933, but with BlockFi, the SEC went a step further and, for the first time with...more
3/14/2022
/ Bitcoin ,
Cryptocurrency ,
Digital Assets ,
Enforcement Actions ,
Ethereum ,
Investment Company Act of 1940 ,
Investment Contract ,
Investment Opportunities ,
Retail Investors ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Securities Violations ,
Unregistered Securities