UPDATE: On 1 May 2025, NFA withdrew Interpretive Notice 9083. The guidance remains available on NFA’s website for industry participants’ review....more
In welcome news, the US Securities and Exchange Commission (SEC) Division of Corporation Finance (Division) recently announced “[a]s part of an effort to provide greater clarity” that meme coins do not involve the offer and...more
Introduction - On 5 December 2024, the Commodity Futures Trading Commission (CFTC) Divisions of Clearing and Risk, Data, Market Oversight, and Market Participants issued a staff advisory on the use of artificial intelligence...more
12/24/2024
/ Artificial Intelligence ,
Asset Management ,
CFTC ,
Compliance ,
Financial Markets ,
FinTech ,
Investment Adviser ,
Regulatory Oversight ,
Regulatory Requirements ,
Risk Assessment ,
Risk Management