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NFA Proposes Guidance on Diligent Supervision of Associated Persons

UPDATE: On 1 May 2025, NFA withdrew Interpretive Notice 9083. The guidance remains available on NFA’s website for industry participants’ review....more

CFTC Staff Takes a "Measured First Step" in Artificial Intelligence

Introduction - On 5 December 2024, the Commodity Futures Trading Commission (CFTC) Divisions of Clearing and Risk, Data, Market Oversight, and Market Participants issued a staff advisory on the use of artificial intelligence...more

Litigation Minute: Current Issues in Cryptocurrency-Related Litigation (Cryptocurrency Litigation Series: Part Four of Four)

WHAT YOU NEED TO KNOW IN A MINUTE OR LESS - Blockchain and distributed ledger technology hold great promise for advancements in logistics and supply chain management, health care, finance, and many other aspects of business...more

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