Colin Dean

Colin Dean

McGlinchey Stafford

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Codes of Arbitration Procedure: FINRA Announces Amendments

On February 6, 2024, the Financial Industry Regulatory Authority (FINRA) published Regulatory Notice 24-03, which announced certain amendments to the Codes of Arbitration Procedure (the Codes). Among those were changes to the...more

2/26/2024  /  Amended Legislation , Arbitration Procedural Rules , Arbitrators , Confidential Information , Financial Industry Regulatory Authority (FINRA) , Virtual Witnessing
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