US Developments -
CFTC and SEC Issue Orders Filing and Settling Charges with Two Entities for Illegal Off-Exchange Trading and Registration Violations -
On July 13, 2020, the Commodity Futures Trading Commission (CFTC) and...more
7/27/2020
/ BitLicense ,
Blockchain ,
CFTC ,
China ,
Cryptocurrency ,
Investment Schemes ,
Japan ,
Popular ,
Securities and Exchange Commission (SEC) ,
Virtual Currency ,
Wire Fraud
U.S. Developments -
BitClave Settles with SEC -
On May 28, 2020 the Securities and Exchange Commission (the “SEC”) announced that a settlement has been reached with BitClave PTE Ltd. (“BitClave”) relating to BitClave’s 2017...more
U.S. Developments -
VanEck and SolidX to Offer Bitcoin ETF to Qualified Institutional Buyers -
On September 3, 2019, VanEck Securities Corp. and SolidX Management LLC announced that they are seeking to use Rule 144A of...more
9/12/2019
/ Accredited Investors ,
Bitcoin ,
Blockchain ,
China ,
Cryptocurrency ,
EDGAR ,
EU ,
Exchange-Traded Products ,
Financial Services Agency ,
Institutional Investors ,
Investment Management ,
Investors ,
Japan ,
Malta ,
NYDFS ,
Popular ,
Retail Investors ,
Rule 144A ,
Securities ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Token Sales
The end of the year has been a very busy time for the SEC in the digital asset space. From speeches to the issuance of joint statements to enforcement actions, there are many things to highlight, discuss and consider. This...more
12/21/2018
/ Blockchain ,
Broker-Dealer ,
Cryptocurrency ,
Digital Assets ,
Distributed Ledger Technology (DLT) ,
Enforcement Actions ,
Howey ,
Initial Coin Offering (ICOs) ,
Investment Company Act of 1940 ,
Investor Protection ,
Investors ,
Popular ,
Registration Requirement ,
Section 5 ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Token Sales