Daniel Curran

Daniel Curran

Nelson Mullins Riley & Scarborough LLP

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Are You The Gatekeeper? SEC Commissioner Calls for Heightened Attorney Scrutiny

On March 4, 2022, U.S. Securities and Exchange Commissioner Allison Herren Lee, in remarks before the Practicing Law Institute, called on federal regulators to work to issue rules adopting standards of professional conduct...more

3/25/2022  /  Legal Ethics , Regulatory Agenda , Rulemaking Process , Rules of Professional Conduct , Sarbanes-Oxley , SEC Commissioner , Securities and Exchange Commission (SEC) , Securities Litigation

I am the Gatekeeper: SEC Commissioner Calls for Heightened Attorney Scrutiny

Securities and Exchange Commissioner (“SEC”) Allison Herren Lee, in remarks before the Practicing Law Institute, recently called on federal regulators to adopt standards of professional conduct for attorneys practicing before...more

3/16/2022  /  Legal Ethics , Regulatory Agenda , Rulemaking Process , Rules of Professional Conduct , Sarbanes-Oxley , SEC Commissioner , Securities and Exchange Commission (SEC) , Securities Litigation
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