Daniel Zimmerman

Daniel Zimmerman

Kramer Levin Naftalis & Frankel LLP

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SEC Adopts New Conditions and Disclosures Regarding 10b5-1 Plans

On Dec. 14, 2022, the Securities and Exchange Commission (SEC) adopted amendments to Rule 10b5-1, generally in the form issued for comment in January 2022 (replacing the version initially published on Dec. 15, 2021), which we...more

12/19/2022  /  10b5-1 Plans , Affirmative Defenses , Beneficial Owner , Defense Strategies , Disclosure Requirements , New Rules , Securities and Exchange Commission (SEC) , Securities Regulation
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