Daphna Shteinberg

Daphna Shteinberg

Sullivan & Worcester

Contact
View Bio
RSS

Latest Posts › Schedule 13D

Share:

New SEC Guidance May Lead to More 5% Shareholders Having to File Schedule 13Ds

The SEC’s Division of Corporation Finance recently published a new Compliance and Disclosure Interpretation (CD&I) 103.12 regarding shareholders’ engagement with issuers’ management in the context of eligibility to report on...more

3/4/2025  /  Corporate Governance , Disclosure Requirements , Investors , Reporting Requirements , Schedule 13D , Schedule 13G , Securities and Exchange Commission (SEC) , Securities Regulation , Shareholders
1 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide