David Applebaum

Jones Day

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Latest Posts › Commodity Trading Advisors (CTAs)

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CFTC Enforcement Priorities: Commodity Trading Advisory Services in Energy and Other Areas Under Scrutiny

The Situation: Recent enforcement actions and settlements by the U.S. Commodity Futures Trading Commission ("CFTC," or the "Commission") demonstrate that the Commission views registration violations as an enforcement...more

11/13/2019 / CFTC , Commodity Exchange Act (CEA) , Commodity Pool , Commodity Trading Advisors (CTAs) , Energy Sector , Enforcement Actions , Forex , Oil & Gas , Registration Requirement , Settlement Agreements

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David Applebaum

Jones Day

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Latest Posts › Commodity Trading Advisors (CTAs)

CFTC Enforcement Priorities: Commodity Trading Advisory Services in Energy and Other Areas Under Scrutiny

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