On March 16, 2022, the Securities and Exchange Commission (“SEC”) entered an order against a school district (Crosby Independent School District (the “District”), located in a suburb of Houston, Texas) and against the...more
4/15/2022
/ Audited Financial Statements ,
Auditors ,
CFOs ,
Enforcement Actions ,
Misleading Statements ,
Personal Liability ,
School Bonds ,
School Districts ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Securities Violations ,
Settlement
On September 16, 2021, the Securities and Exchange Commission (“SEC”) entered an order against a school district (Sweetwater Union High School District (the “District”) in San Diego County, California) and charged the school...more
10/27/2021
/ Bonds ,
Cease and Desist Orders ,
Enforcement Actions ,
Financial Reporting ,
Misrepresentation ,
Municipal Bonds ,
School Bonds ,
School Districts ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Securities Violations ,
Settlement