David Hantman

David Hantman

Bressler, Amery & Ross, P.C.

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Expungement in the States’ Crosshairs

State securities regulators have long expressed reservations about the use of the expungement remedy. Recently, we have observed a marked increase in the use of alternative (read: aggressive) efforts by states to impact the...more

4/27/2022  /  Arbitration , Expungement , Financial Industry Regulatory Authority (FINRA) , Securities and Exchange Commission (SEC) , State Securities Regulators
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