Highlights -
- Under NASDAQ rules, shareholder approval is required for the issuance of shares in connection with certain transactions.
- NASDAQ announced that it is seeking public input on liberalizing the...more
The U.S. Securities and Exchange Commission (the “SEC”) on August 6, 2015, issued a no-action letter to Citizen VC, Inc. (the “Citizen Letter”) and new compliance and disclosure interpretations (“C&DIs”), providing...more
9/4/2015
/ Compliance ,
Disclosure Requirements ,
Electronic Data Transmissions ,
General Solicitation ,
Investors ,
No-Action Letters ,
Private Placements ,
Regulation D ,
Rule 506 Offerings ,
Securities and Exchange Commission (SEC) ,
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