On June 18, 2019, the Securities and Exchange Commission (the "SEC") adopted amendments to Rule 2-01 of Regulation S-X, which sets forth the SEC's auditor independence standards, changing the analysis of whether an audit firm...more
7/3/2019
/ Amended Rules ,
Audit Committee ,
Auditor Independence ,
Auditors ,
Beneficial Owner ,
Investment Firms ,
Investment Management ,
No-Action Relief ,
Regulation S-X ,
Rulemaking Process ,
Securities and Exchange Commission (SEC)
On February 28, 2019, the staff of the Division of Investment Management (the "Staff") of the Securities and Exchange Commission (the "SEC") issued a no-action letter permitting the board of directors of a registered fund or...more