Dodie Kent

Dodie Kent

Eversheds Sutherland (US) LLP

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SEC permits internet delivery of investment company shareholder reports - including insurance company separate accounts

The Securities and Exchange Commission (SEC) on June 5, 2018, adopted Rule 30e-3 under the Investment Company Act (the Rule), which permits “notice and access” delivery of investment company shareholder reports via website...more

6/26/2018  /  Electronic Records , Electronic Reporting , Investment Companies , Investment Company Act of 1940 , Investment Trust Companies , Reporting Requirements , Retail Investors , Securities and Exchange Commission (SEC) , Shareholders
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