Elise Michael

Elise Michael

Katten Muchin Rosenman LLP

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Corporate & Financial Weekly Digest, Featuring Articles on FINRA's 2021 Budget and Industry Spotlight and Dues Increases for NFA...

BROKER-DEALER - FINRA Publishes 2021 Industry Spotlight - On May 25, the Financial Industry Regulatory Authority (FINRA) published the 2021 FINRA Industry Spotlight (Industry Spotlight), which is FINRA’s annual...more

6/1/2021  /  Broker-Dealer , CFTC , Compliance , Enforcement Actions , Financial Industry Regulatory Authority (FINRA) , Investment Adviser , NFA
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