Eugene Goldman

Eugene Goldman

McDermott Will & Emery

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Half a Loaf Is Not Enough: Second Circuit Sustains Fraud Claim for Failure to Disclose SEC Investigation

Companies under US Securities and Exchange Commission (SEC) investigation focus on marshaling the facts, defenses and related strategies during the course of the investigation and making presentations to the enforcement...more

6/9/2022  /  Appeals , Business Litigation , Disclosure Requirements , Enforcement Actions , Fraud , Investigations , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Litigation , Securities Regulation

Second Circuit Sustains Fraud Claim for Not Disclosing SEC Investigation

Companies under US Securities and Exchange Commission (SEC) investigation focus on marshaling the facts, defenses and related strategies during the course of the investigation and making presentations to the enforcement...more

6/7/2022  /  Appeals , Business Litigation , Corporate Counsel , Disclosure , Enforcement Actions , Financial Reporting , Fraud , Investigations , Publicly-Traded Companies , Securities and Exchange Commission (SEC)

Supreme Court Rules SEC Has Five Years to Seek Penalties

In an important decision, the Supreme Court held that the SEC has five years from when a fraud occurred to file an action to seek civil penalties. Although the ruling was limited to civil penalties, the decision might prompt...more

3/1/2013  /  Civil Monetary Penalty , Discovery Rule , Fraud , Gabelli v SEC , SCOTUS , Securities and Exchange Commission (SEC) , Securities Fraud , Statute of Limitations
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