Gerald Lins

Eversheds Sutherland (US) LLP

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The “Safeguarding Proposal”: A jurisdictional grab by the SEC over custodians

On February 15, 2023, the US Securities and Exchange Commission (the SEC) proposed sweeping changes to Rule 206(4)-2 (the Custody Rule) under the Investment Advisers Act of 1940 (Advisers Act), which would be redesignated as...more

4/6/2023  /  Investment Adviser , Investment Advisers Act of 1940 , Investment Management , Securities and Exchange Commission (SEC)
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