Griffin Abbott

Griffin Abbott

Morgan Lewis

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Current Developments in SEC Examinations & Enforcement: A Special Report for Private Funds 2022-2023

Private funds were a major focus of the US Securities and Exchange Commission’s (SEC’s or Commission’s) enforcement and rulemaking programs in 2022, and we expect 2023 to be even more active. The Division of Examinations’...more

3/2/2023  /  Broker-Dealer , CFTC , Fund Managers , Investment Adviser , Investment Management , Private Funds , Regulatory Agenda , Securities and Exchange Commission (SEC)
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