Isaac Smith

Faegre Drinker Biddle & Reath LLP

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The Pandemic Has Caused the Number of SEC Enforcement Actions to Decline Sharply in FY 2020

The SEC’s Division of Enforcement issued its annual report on November 2, 2020. According to the report, fiscal year 2020 saw the SEC file a total of 715 enforcement actions, representing a whopping 17% drop from the 862...more

11/24/2020 / Annual Reports , Coronavirus/COVID-19 , Disgorgement , Enforcement Actions , Enforcement Statistics , Securities and Exchange Commission (SEC) , Whistleblowers

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Isaac Smith

Faegre Drinker Biddle & Reath LLP

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Latest Posts › Annual Reports

The Pandemic Has Caused the Number of SEC Enforcement Actions to Decline Sharply in FY 2020

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