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The SEC Announces Fee Rate Decrease, Effective October 1, 2021

On August 23, 2021, the Securities and Exchange Commission (SEC) announced that, effective October 1, 2021, the fees that public companies and other issuers pay to register their securities with the SEC will be decreased from...more

Recent Amendments to Exempt Offering Rules Include Significant Updates to “Integration” Framework

On March 15, 2021, several previously-announced amendments to the Securities and Exchange Commission’s exempt offering rules took effect. The rule changes, which were first announced in November 2020, are designed, in the...more

When You're Paid to Promote, the SEC Requires Transparency

On August 20, 2019, the SEC announced an enforcement action against ICO Rating for violating the anti-touting provisions of Section 17(b) of the Securities Act of 1933. While these anti-touting rules apply to all securities,...more

The SEC Announces Another Fee Rate Increase, Effective October, 1 2019

On August 23, 2019, the Securities and Exchange Commission (SEC) announced that, effective October 1, 2019, the fees that public companies pay to register their securities with the SEC will be raised from the current rate of...more

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