Ivan Loncar

Ivan Loncar

Cadwalader, Wickersham & Taft LLP

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In Depth: SEC Adopts Tougher Trading Rules for Corporate Insiders

On January 13, 2022, the Securities and Exchange Commission (the “SEC”) proposed several rule and form amendments to address potentially abusive practices relating to the use of Rule 10b5-1 plans, grants of options and other...more

1/12/2023  /  10b5-1 Plans , Cooling-Off Rule , Corporate Counsel , Corporate Governance , Disclosure Requirements , Insider Trading , Material Nonpublic Information , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Regulation

SEC Adopts Tougher Trading Rules for Corporate Insiders

On January 13, 2022, the Securities and Exchange Commission (the “SEC”) proposed several rule and form amendments to address potentially abusive practices relating to the use of Rule 10b5-1 plans, grants of options and other...more

12/29/2022  /  10b5-1 Plans , Affirmative Defenses , Material Nonpublic Information , Proposed Amendments , Proposed Rules , Regulatory Reform , Safe Harbors , Securities and Exchange Commission (SEC) , Securities Exchange Act of 1934 , Securities Regulation
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