J. Daniel Everson

Venable LLP

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Federal Judge Finds SEC Dealer Rule Outside Statutory Authority

On November 21, 2024, a federal District Court judge in the Northern District of Texas found the Securities and Exchange Commission (SEC) acted without lawful, statutory authority in creating its new Dealer Rule....more

12/10/2024  /  Administrative Procedure Act , Broker-Dealer , New Rules , Registration Requirement , Securities and Exchange Commission (SEC) , Securities Dealers , Securities Exchange Act , Statutory Authority
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