James Broeking

James Broeking

Polsinelli

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The Applicability of Anti-Fraud Rules to Certain Statements and Information made by Obligated Persons of Municipal Securities – A...

On February 7, 2020, the Securities and Exchange Commission’s (the “SEC”) Office of Municipal Securities released its Legal Bulletin No. 21 (the “Bulletin”) regarding the applicability of the anti-fraud provisions of the...more

2/14/2020  /  Anti-Fraud Provisions , Disclosure Requirements , Investment Opportunities , Municipal Securities Issuers , Municipal Securities Market , Offerings , Secondary Markets , Securities and Exchange Commission (SEC) , Securities Regulation
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