James Carroll

James Carroll

Skadden, Arps, Slate, Meagher & Flom LLP

Contact
View Bio
RSS

Latest Posts › Securities and Exchange Commission (SEC)

Share:

"SEC Enforces Whistleblower Protection Rule Against Restrictive Confidentiality Agreement"

On April 1, 2015, the U.S. Securities and Exchange Commission (SEC) announced its first enforcement action against a company for a restrictive provision in confidentiality agreements that could deter employees from using the...more

4/7/2015  /  Cease and Desist Orders , Confidentiality Agreements , Dodd-Frank , Enforcement Actions , Internal Investigations , KBR (formerly Kellogg Brown & Root) , Securities and Exchange Commission (SEC) , Whistleblower Protection Policies

"The SEC’s Renewed Scrutiny on Accounting Cases: Expected Focus Areas and How Companies Can Prepare"

The U.S. Securities and Exchange Commission (SEC or Commission) has announced plans to reinvigorate its enforcement efforts with respect to accounting issues. These plans include adding dedicated personnel and using data...more

9/23/2013  /  Accounting , Audits , Data Mining , Enforcement Actions , Financial Reporting , Securities and Exchange Commission (SEC) , Whistleblowers
27 Results
 / 
View per page
« Previous
Page: of 2

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide