On September 28, 2021, companies trading in the United States over-the-counter securities markets (“OTC Markets”) that do not comply with amended Rule 15c-211 will no longer be eligible for quotation on the OTC Markets,...more
8/16/2021
/ Amended Regulation ,
Broker-Dealer ,
Canada ,
Cross-Border Transactions ,
Crowdfunding ,
Foreign Issuers ,
Foreign Private Issuers ,
Over-the-Counter Sales ,
Public Disclosure ,
Regulation A ,
Securities ,
Securities Exchange Act
The United States capital markets are among the world’s largest and most stable markets to access capital and liquidity for securityholders. In the past, many Canadian companies have elected not to access the United States...more
10/15/2020
/ Canada ,
Capital Markets ,
Corporate Issuers ,
Cross-Border Transactions ,
Foreign Issuers ,
OTCQB ,
OTCQX ,
Sarbanes-Oxley ,
Securities Exchange Act ,
Securities Exchanges ,
Securities Regulation